THE INVITATION TO STRUGGLE:
EXECUTIVE AND LEGISLATIVE COMPETITION OVER THE U.S. MILITARY PRESENCE ON THE KOREAN PENINSULA
William E. Berry, Jr.
May 17, 1996
The views expressed in this report are those of the author and do not necessarily reflect the
official policy or position of the Department of the Army, the Department of Defense, or the U.S.
Government.

PART II
The Carter Troop Withdrawal Decision.
As early as 1975, candidate Jimmy Carter indicated he would
withdraw American ground forces from Korea if he became
president.13 The Korean reaction was more
muted
than might have been expected because in 1975 it did not seem
likely that Carter would win the Democratic nomination, let alone
the presidency, and because campaign rhetoric is not always
translated into policy. Carter proved the Koreans wrong on both
counts. After becoming president, he directly addressed the
troop issue. The President believed that the approximately
32,000 ground forces in Korea could be removed over a 4-5 year
period, allowing South Korea time to prepare its own forces to
replace the departing Americans. Carter did anticipate, however,
that American air and naval support forces would remain in the
ROK for a long time.14
During
the spring of 1977, the administration prepared
Policy Review Memorandum 13. This document contained the various
arguments under consideration at that time on the troop
withdrawal plan. Although granting that the strategic balance
had shifted in favor of the DPRK since 1970, it concluded that
after a 5-year period of withdrawing American ground forces,
South Korea could defend itself adequately if U.S. air, air
defense, naval, logistics, and intelligence support continued to
be made available to the ROK.15 In May
1977, the
administration sent Presidential Decision 12 to the Departments
of State and Defense ordering these departments to implement
Carter's troop withdrawal plan.
There were several reasons for the Carter decision. First,
he did believe that because of quantitative and qualitative
improvements in South Korean forces and equipment, U.S. ground
forces were no longer necessary to maintain stability. Second,
what he described as "strategic considerations" had changed from
the late 1940s and early 1950s in relations between the United
States and the Soviet Union.16 Although he
did not
say so explicitly, presumably the President was referring to the
improvement in relations with both the Soviets and Chinese and
the concomitant deteriorating relationship between the two
communist giants. According to this view, these changing
"strategic considerations" reduced the possibility of a
repetition of the North Korean invasion of June 1950 in that
neither the Soviet Union nor People's Republic of China would
want to jeopardize the improving relations with the United States
by supporting a North Korean attack. This line of rationale was
exactly what the South Koreans feared: events outside the
country, and over which they had little control, were directly
affecting the ROK's defense. Third, South Korea was developing a
strong economy and was fast approaching the time when it could
provide for its own defense.17
There
were other reasons for Carter's decision. The
new President desired additional flexibility in determining how
or if the United States should respond to an attack against South
Korea. If American forces remained deployed along the major
invasion routes, his choices were limited because Americans would
be killed in the first moments of the attack. It would be very
difficult for any president not to respond with military
escalation if such deaths occurred. Also, Carter had campaigned
to cut the defense budget; reducing military forces overseas was
a means to achieve this promise. Finally, the President stressed
the adherence to basic human rights as a major standard to
influence U.S. relations with other countries. He found many of
the policies and practices of the Park regime to be offensive,
and he decided that he wanted to distance himself and the United
States from Park.18
The
Korean response to this withdrawal plan was
predictable. Even opposition political leaders supported the
retention of U.S. forces. Park indicated strongly that the
United States would have to make major contributions to the South
Korean military force improvement program so that his military
could provide for the national defense as American forces
withdrew. In 1977, the estimates were that Korean industry was
providing approximately 50 percent of the equipment used by the
ROK's military. This represented a significant improvement from
the early 1970s when Park began his major industrialization
projects. In negotiations during the summer of 1977, the United
States agreed to provide nearly $1.5 billion during the course of
the 5-year force-improvement program, primarily through Foreign
Military Sales (FMS) credits.19 This
assistance was a significant
contribution to the ROK's efforts to expand further its defense
industries. Nevertheless, Korean skepticism about the
credibility of the
American commitment reached one of its highest points since the
end of the Korean war during these first years of the Carter
administration.
In actuality, the Carter withdrawal policy resulted in the
removal of less than one combat battalion. Again, significant
differences between the executive and legislative branches of
government were instrumental in this outcome as each sought to
define what American policy should be. It is interesting to
note that the roles were reversed from the earlier Nixon period
when congressional pressure was a significant force limiting
President Nixon's options in East Asia after the Vietnam
experience. The 1977 withdrawal plan was never popular with many
in the U.S. Congress and military. When the intelligence
community conducted an intelligence reassessment in 1978, the
remaining support was further diminished. Prior to this
reassessment, the Carter administration argued that while the
DPRK had some definite advantages, such as more combat aircraft
and superior naval forces, these advantages were not so
significant that Kim Il Sung could be confident of victory if he
launched an attack. Geographical features favored the South as
far as defensive positions were concerned, and the South Korean
Air Force had more modern aircraft. Also, the ROK military
experience in the Vietnam war had provided recent battlefield
training which the North Koreans did not have.20
The
intelligence reassessment involved both the Central
Intelligence Agency and the Defense Intelligence Agency and
focused on the DPRK's military capabilities. In June 1979,
Congressman Les Aspin, a member of the House Select Committee on
Intelligence, announced the results of this reassessment.21
After reviewing the new intelligence data, Aspin and
others reached the following conclusions: the North had achieved
a numerical superiority in ground forces to accompany its
numerical advantages in the air; the number of North Korean
divisions had increased from a projected 29 in 1977 to 37 in
1979; and the number of tanks and armored personnel carriers had
grown by 35 percent and 20 percent respectively.
While these quantitative changes were disconcerting to
Aspin, he found additional causes for concern in how Kim Il Sung
had deployed his forces. Previously, American military analysts
believed the DPRK was dedicated to a forward defense concept in
which forces would be deployed along the 38th parallel and
reinforced if necessary from rear areas. Such reinforcements
would require time and could be detected by various intelligence
means. However, the new data indicated that rather than a
forward defense deployment, North Korea more than likely had
developed a defense-in-depth posture. This new orientation could
allow Kim to launch an attack without the sizable reinforcements
required by forward defense planning. Therefore, the ROK and
United States would not have the luxury of the requisite time to
provide reinforcements as an attack became imminent. Since
Seoul, the South Korean capital, is less than 30 miles from the
38th parallel, this new capability sent shock waves throughout
the ROK and the bilateral security alliance.22
Confronted
by increasing congressional opposition,
concerns of the U.S. military, and the public statements of the
Park government plus the new intelligence estimate, President
Carter reevaluated his troop withdrawal plan. To assist in this
reevaluation, he included Korea on his itinerary for an Asian
trip scheduled for the summer of 1979. In an exchange of toasts
with President Park, Carter emphasized the importance of the
U.S.-South Korean relationship and stressed that the American
military commitment to the ROK's security was "strong,
unshakable, and enduring."23 In the joint
communique, the American President was more specific about this
commitment. He promised "prompt and effective assistance to
repel armed attack" against the South and assured President Park
that "the United States nuclear umbrella provided additional
security for the area." Specifically relating to the withdrawal
plan, Carter pledged that "the United States will continue to
maintain an American military presence in the Republic of Korea
to ensure peace and stability."24
Although
President Carter's statements were somewhat
nebulous and non-specific, the implication was that U.S. ground
forces would remain in South Korea. Richard Holbrooke, Assistant
Secretary of State for East Asia and the Pacific, made this point
more explicitly in his testimony before the House Investigations
Subcommittee after the President returned from Korea. In
response to a question, Secretary Holbrooke stated that the
communique; was "a clear statement that the United States
will continue to maintain an American military presence in the
Republic of Korea to insure peace and stability."25
Finally,
in July 1979, President Carter announced that
he had decided to hold the withdrawal plan in abeyance.26 Although Carter did not completely abandon his goal,
he postponed further implementation of the withdrawal plan until
well after the 1980 presidential election. More important, he
attached a condition to any subsequent consideration of this
issue: some indication or sign that the DPRK was willing to help
reduce tensions on the Korean peninsula. Any future withdrawal
decision would not be a unilateral U.S. decision.
This comparison of the Nixon and Carter policies is
instructive. The Congress was the driving force in the Nixon
decision to withdraw the 7th Infantry Division from the ROK
because of congressional desires to reduce American commitments
abroad in the aftermath of the Vietnam experience. It also
wanted to reduce defense spending. During the Carter
administration, the Congress reversed its role. Rather than
supporting the President's initiative to remove the 2nd Infantry
Division, many in the legislature opposed this policy and worked
hard for its defeat. Les Aspin and others were concerned that
America's credibility as a reliable ally was at stake. The
collapse of friendly regimes in Indochina during 1975 was a
factor, but the U.S. policy to establish normal diplomatic
relations with the People's Republic of China was another. The
PRC demanded that the United States break diplomatic relations
with Taiwan and abrogate the Mutual Defense Treaty with the
island before normalization could occur. The Carter
administration complied with these demands for good geostrategic
reasons, but U.S. credibility did suffer. The Congress acted to
retain the troop presence in Korea in part as a damage-control
measure.

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Notes:
13. U.S. Congress, Senate Committee on Foreign Relations,
U.S. Troop Withdrawal from the Republic of Korea, a report
by Senators Hubert H. Humphrey and John Glenn (hereafter the
Humphrey and Glenn Report), 95th Cong., 2d sess., January 9,
1978, p. 1. (Back to text)
14. Public Papers of the Presidents: Jimmy Carter,
1977, book 1, p. 1018. (Back to text)
15. Humphrey and Glenn Report, p. 20. (Back
to text)
16. Public Papers of the Presidents: Jimmy Carter,
1977, book 1, p. 1018. (Back to text)
17. Ibid., pp. 1018-19. (Back to
text)
18. For a good discussion, see Franklin B. Weinstein and
Fuji Kamiya, eds., The Security of Korea, pp. 81-84. See
also Frank Gibney, "The Ripple Effect in Korea," Foreign
Affairs, vol. 56, no. 1, October 1977, pp. 167-68. (Back to
text)
19. Far Eastern Economic Review (hereafter
FEER), June 10, 1977, p. 10. (Back to text)
20. Humphrey and Glenn Report, pp. 27-8. (Back to text)
21. U.S. Congress, House Committee on Armed Forces, The
Impact of Intelligence Reassessment on Withdrawal of U.S. Troops
from Korea: Hearings Before the Investigations Subcommittee,
96th Cong., 1st sess., June 21 and July 17, 1979, p. 3. (Back to
text)
22. Ibid., p. 6. (Back to
text)
23. Department of State Bulletin 79, no. 2029,
August 1979, p. 15. (Back to text)
24. Ibid. p. 16. (Back to
text)
25. The Impact of Intelligence Reassessment on
Withdrawal of U.S. Troops from Korea: Hearings Before the
Investigations Subcommittee, p. 77. (Back to text)
26. Department of State Bulletin 79, no. 2030,
September 1979, p. 37. (Back to text)

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